NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

SeaBridge Investment Advisors LLC's Holding History (CIK: 0001304229)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,680 Value ($000) $11 Avg Close — Range —
Q3 2016
Shares 1,680 Value ($000) $11 Avg Close — Range —
Q2 2016
Shares 1,680 Value ($000) $10 Avg Close — Range —