NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 57,916 Value ($000) $342 Avg Close — Range —
Q4 2015
Shares 57,916 Value ($000) $334 Avg Close — Range —
Q4 2014
Shares 54,158 Value ($000) $355 Avg Close — Range —
Q4 2013
Shares 32,097 Value ($000) $229 Avg Close — Range —