NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 183,429 Value ($000) $1,245 Avg Close — Range —
Q4 2016
Shares 272,563 Value ($000) $1,851 Avg Close — Range —
Q3 2016
Shares 435,000 Value ($000) $2,845 Avg Close — Range —
Q2 2016
Shares 435,000 Value ($000) $2,627 Avg Close — Range —
Q1 2016
Shares 451,000 Value ($000) $2,661 Avg Close — Range —
Q4 2015
Shares 451,000 Value ($000) $2,602 Avg Close — Range —
Q3 2015
Shares 485,000 Value ($000) $2,867 Avg Close — Range —
Q2 2015
Shares 485,000 Value ($000) $3,104 Avg Close — Range —
Q1 2015
Shares 253,000 Value ($000) $1,685 Avg Close — Range —