NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Curi Capital, LLC's Holding History (CIK: 0001332905)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 17,633 Value ($000) $120 Avg Close — Range —
Q3 2015
Shares 14,663 Value ($000) $87 Avg Close — Range —