NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

CAXTON CORP's Holding History (CIK: 0001388551)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 72,363 Value ($000) $418 Avg Close — Range —
Q3 2015
Shares 70,518 Value ($000) $417 Avg Close — Range —
Q2 2015
Shares 31,142 Value ($000) $199 Avg Close — Range —
Q1 2015
Shares 29,777 Value ($000) $198 Avg Close — Range —
Q4 2014
Shares 11,002 Value ($000) $72 Avg Close — Range —