NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 53,160 Value ($000) $355 Avg Close — Range —
Q2 2017
Shares 53,346 Value ($000) $364 Avg Close — Range —
Q1 2017
Shares 62,708 Value ($000) $426 Avg Close — Range —
Q4 2016
Shares 25,850 Value ($000) $176 Avg Close — Range —