NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 188,776 Value ($000) $865 Avg Close — Range —
Q1 2023
Shares 119,050 Value ($000) $549 Avg Close — Range —
Q4 2022
Shares 119,680 Value ($000) $549 Avg Close — Range —
Q3 2022
Shares 107,477 Value ($000) $502 Avg Close — Range —
Q2 2022
Shares 107,202 Value ($000) $513 Avg Close — Range —
Q1 2022
Shares 107,001 Value ($000) $607 Avg Close — Range —
Q4 2021
Shares 68,955 Value ($000) $407 Avg Close — Range —
Q3 2021
Shares 39,691 Value ($000) $232 Avg Close — Range —
Q2 2021
Shares 31,591 Value ($000) $187 Avg Close — Range —
Q1 2021
Shares 27,542 Value ($000) $155 Avg Close — Range —
Q4 2020
Shares 20,918 Value ($000) $109 Avg Close — Range —
Q3 2020
Shares 19,672 Value ($000) $95 Avg Close — Range —
Q2 2020
Shares 29,327 Value ($000) $138 Avg Close — Range —
Q1 2020
Shares 34,077 Value ($000) $151 Avg Close — Range —
Q4 2019
Shares 33,813 Value ($000) $202 Avg Close — Range —
Q3 2019
Shares 14,302 Value ($000) $83 Avg Close — Range —
Q2 2019
Shares 25,374 Value ($000) $150 Avg Close — Range —
Q1 2019
Shares 28,584 Value ($000) $166 Avg Close — Range —
Q4 2018
Shares 29,625 Value ($000) $163 Avg Close — Range —
Q3 2018
Shares 52,808 Value ($000) $325 Avg Close — Range —
Q2 2018
Shares 65,405 Value ($000) $407 Avg Close — Range —
Q1 2018
Shares 65,359 Value ($000) $428 Avg Close — Range —
Q4 2017
Shares 52,924 Value ($000) $345 Avg Close — Range —
Q3 2017
Shares 57,634 Value ($000) $386 Avg Close — Range —
Q2 2017
Shares 76,952 Value ($000) $525 Avg Close — Range —
Q4 2016
Shares 203,899 Value ($000) $1,399 Avg Close — Range —
Q3 2016
Shares 181,623 Value ($000) $1,175 Avg Close — Range —
Q2 2016
Shares 121,669 Value ($000) $739 Avg Close — Range —
Q1 2016
Shares 200,108 Value ($000) $1,159 Avg Close — Range —
Q4 2015
Shares 200,421 Value ($000) $1,150 Avg Close — Range —
Q3 2015
Shares 123,422 Value ($000) $720 Avg Close — Range —
Q2 2015
Shares 124,569 Value ($000) $812 Avg Close — Range —
Q1 2015
Shares 126,145 Value ($000) $844 Avg Close — Range —
Q4 2014
Shares 147,233 Value ($000) $964 Avg Close — Range —
Q3 2014
Shares 133,081 Value ($000) $889 Avg Close — Range —
Q2 2014
Shares 134,662 Value ($000) $949 Avg Close — Range —
Q1 2014
Shares 137,214 Value ($000) $982 Avg Close — Range —
Q4 2013
Shares 130,077 Value ($000) $927 Avg Close — Range —
Q3 2013
Shares 124,849 Value ($000) $875 Avg Close — Range —
Q2 2013
Shares 122,968 Value ($000) $933 Avg Close — Range —