NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 305,422 Value ($000) $1,399 Avg Close — Range —
Q1 2023
Shares 679,725 Value ($000) $3,147 Avg Close — Range —
Q4 2022
Shares 1,119,862 Value ($000) $5,140 Avg Close — Range —
Q3 2022
Shares 990,136 Value ($000) $4,624 Avg Close — Range —
Q2 2022
Shares 383,832 Value ($000) $1,839 Avg Close — Range —
Q1 2022
Shares 264,268 Value ($000) $1,498 Avg Close — Range —
Q4 2021
Shares 721,262 Value ($000) $4,255 Avg Close — Range —
Q3 2021
Shares 1,085,093 Value ($000) $6,348 Avg Close — Range —
Q1 2021
Shares 348,930 Value ($000) $1,957 Avg Close — Range —
Q3 2019
Shares 481,434 Value ($000) $2,773 Avg Close — Range —
Q2 2019
Shares 794,079 Value ($000) $4,669 Avg Close — Range —
Q1 2019
Shares 688,605 Value ($000) $3,994 Avg Close — Range —
Q4 2018
Shares 718,780 Value ($000) $3,932 Avg Close — Range —
Q4 2016
Shares 397,954 Value ($000) $2,702 Avg Close — Range —
Q3 2016
Shares 872,013 Value ($000) $5,703 Avg Close — Range —
Q2 2016
Shares 1,127,977 Value ($000) $6,813 Avg Close — Range —
Q1 2016
Shares 1,313,189 Value ($000) $7,748 Avg Close — Range —
Q4 2015
Shares 1,325,321 Value ($000) $7,647 Avg Close — Range —
Q3 2015
Shares 1,146,001 Value ($000) $6,773 Avg Close — Range —
Q2 2015
Shares 1,146,001 Value ($000) $7,334 Avg Close — Range —
Q1 2015
Shares 819,094 Value ($000) $5,455 Avg Close — Range —
Q4 2014
Shares 343,306 Value ($000) $2,249 Avg Close — Range —
Q3 2014
Shares 299,201 Value ($000) $2,002 Avg Close — Range —
Q2 2014
Shares 266,080 Value ($000) $1,876 Avg Close — Range —
Q4 2013
Shares 115,893 Value ($000) $826 Avg Close — Range —