NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 340,276 Value ($000) $2,178 Avg Close — Range —
Q1 2015
Shares 499,223 Value ($000) $3,370 Avg Close — Range —
Q4 2014
Shares 536,525 Value ($000) $3,514 Avg Close — Range —
Q3 2014
Shares 88,319 Value ($000) $591 Avg Close — Range —
Q2 2014
Shares 71,641 Value ($000) $505 Avg Close — Range —
Q1 2014
Shares 25,565 Value ($000) $183 Avg Close — Range —