NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Thomas J. Herzfeld Advisors, Inc.'s Holding History (CIK: 0001509510)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 6,857 Value ($000) $40 Avg Close — Range —
Q4 2018
Shares 1,400 Value ($000) $8 Avg Close — Range —
Q3 2018
Shares 1,400 Value ($000) $9 Avg Close — Range —