NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 3,282 Value ($000) $20 Avg Close — Range —
Q4 2017
Shares 200 Value ($000) $1 Avg Close — Range —
Q3 2017
Shares 500 Value ($000) $3 Avg Close — Range —
Q3 2016
Shares 795 Value ($000) $5 Avg Close — Range —
Q1 2015
Shares 100 Value ($000) $1 Avg Close — Range —
Q4 2013
Shares 2,189 Value ($000) $16 Avg Close — Range —
Q2 2013
Shares 216 Value ($000) $2 Avg Close — Range —