NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 1,500 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 5,682 Value ($000) $33 Avg Close — Range —
Q3 2014
Shares 2,600 Value ($000) $17 Avg Close — Range —
Q2 2014
Shares 2,600 Value ($000) $18 Avg Close — Range —
Q1 2014
Shares 2,600 Value ($000) $19 Avg Close — Range —
Q4 2013
Shares 2,600 Value ($000) $19 Avg Close — Range —
Q3 2013
Shares 2,600 Value ($000) $19 Avg Close — Range —
Q2 2013
Shares 2,600 Value ($000) $20 Avg Close — Range —