NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Trust Asset Management LLC's Holding History (CIK: 0001608376)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 131,553 Value ($000) $776 Avg Close — Range —
Q4 2015
Shares 460,939 Value ($000) $2,660 Avg Close — Range —
Q2 2015
Shares 646,704 Value ($000) $4,139 Avg Close — Range —
Q1 2015
Shares 682,141 Value ($000) $4,543 Avg Close — Range —
Q4 2014
Shares 551,600 Value ($000) $3,613 Avg Close — Range —
Q3 2014
Shares 308,876 Value ($000) $2,178 Avg Close — Range —
Q2 2014
Shares 308,876 Value ($000) $2,178 Avg Close — Range —
Q1 2014
Shares 338,819 Value ($000) $2,426 Avg Close — Range —
Q3 2011
Shares 606,840 Value ($000) $3,586 Avg Close — Range —