NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Brick & Kyle, Associates's Holding History (CIK: 0001632253)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 27,399 Value ($000) $151 Avg Close — Range —
Q2 2018
Shares 28,399 Value ($000) $177 Avg Close — Range —
Q1 2018
Shares 28,399 Value ($000) $186 Avg Close — Range —
Q4 2017
Shares 28,399 Value ($000) $185 Avg Close — Range —
Q3 2017
Shares 30,099 Value ($000) $201 Avg Close — Range —
Q2 2017
Shares 30,099 Value ($000) $205 Avg Close — Range —
Q1 2017
Shares 30,099 Value ($000) $204 Avg Close — Range —
Q4 2016
Shares 31,099 Value ($000) $211 Avg Close — Range —
Q3 2016
Shares 31,099 Value ($000) $203 Avg Close — Range —
Q2 2016
Shares 31,599 Value ($000) $191 Avg Close — Range —
Q1 2016
Shares 30,599 Value ($000) $181 Avg Close — Range —
Q4 2015
Shares 30,599 Value ($000) $177 Avg Close — Range —
Q3 2015
Shares 35,774 Value ($000) $211 Avg Close — Range —
Q2 2015
Shares 35,774 Value ($000) $229 Avg Close — Range —
Q1 2015
Shares 37,274 Value ($000) $248 Avg Close — Range —
Q4 2014
Shares 37,274 Value ($000) $244 Avg Close — Range —