NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 12,100 Value ($000) $57 Avg Close — Range —
Q2 2022
Shares 12,100 Value ($000) $59 Avg Close — Range —
Q1 2022
Shares 12,100 Value ($000) $69 Avg Close — Range —
Q3 2021
Shares 14,100 Value ($000) $82 Avg Close — Range —
Q2 2021
Shares 14,100 Value ($000) $83 Avg Close — Range —
Q1 2021
Shares 10,600 Value ($000) $59 Avg Close — Range —
Q3 2017
Shares 32,639 Value ($000) $218 Avg Close — Range —
Q2 2017
Shares 29,289 Value ($000) $200 Avg Close — Range —
Q3 2016
Shares 13,340 Value ($000) $87 Avg Close — Range —
Q2 2016
Shares 14,840 Value ($000) $90 Avg Close — Range —
Q1 2016
Shares 12,000 Value ($000) $71 Avg Close — Range —
Q4 2012
Shares 12,700 Value ($000) $93 Avg Close — Range —
Q3 2012
Shares 12,428 Value ($000) $93 Avg Close — Range —
Q2 2012
Shares 12,948 Value ($000) $93 Avg Close — Range —