NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Klingman & Associates, LLC's Holding History (CIK: 0001662449)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 41,779 Value ($000) $285 Avg Close — Range —
Q1 2017
Shares 37,279 Value ($000) $253 Avg Close — Range —
Q4 2016
Shares 45,129 Value ($000) $306 Avg Close — Range —
Q3 2016
Shares 58,048 Value ($000) $380 Avg Close — Range —
Q2 2016
Shares 68,048 Value ($000) $411 Avg Close — Range —
Q1 2016
Shares 72,048 Value ($000) $425 Avg Close — Range —
Q4 2015
Shares 65,048 Value ($000) $375 Avg Close — Range —
Q3 2015
Shares 65,047 Value ($000) $384 Avg Close — Range —
Q2 2015
Shares 65,048 Value ($000) $416 Avg Close — Range —
Q1 2015
Shares 65,048 Value ($000) $433 Avg Close — Range —
Q4 2014
Shares 65,047 Value ($000) $426 Avg Close — Range —