NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 85,072 Value ($000) $390 Avg Close — Range —
Q1 2023
Shares 82,682 Value ($000) $0 Avg Close — Range —
Q4 2022
Shares 87,577 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 84,792 Value ($000) $395 Avg Close — Range —
Q2 2022
Shares 76,775 Value ($000) $367 Avg Close — Range —
Q1 2022
Shares 78,452 Value ($000) $444 Avg Close — Range —
Q4 2021
Shares 74,370 Value ($000) $438 Avg Close — Range —
Q3 2021
Shares 72,692 Value ($000) $425 Avg Close — Range —
Q2 2021
Shares 71,434 Value ($000) $422 Avg Close — Range —