NUVEEN SR INCOME FD

CUSIP: 67067Y104 Class: EXCHANGE TRADED

CreativeOne Wealth, LLC's Holding History (CIK: 0001739728)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 18,000 Value ($000) $0 Avg Close — Range —
Q1 2023
Shares 24,442 Value ($000) $0 Avg Close — Range —
Q4 2022
Shares 18,000 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 35,355 Value ($000) $165 Avg Close — Range —
Q2 2022
Shares 35,355 Value ($000) $169 Avg Close — Range —
Q1 2022
Shares 95,355 Value ($000) $541 Avg Close — Range —
Q4 2021
Shares 85,355 Value ($000) $504 Avg Close — Range —
Q3 2021
Shares 75,355 Value ($000) $441 Avg Close — Range —