NUVEEN CA DIV ADVANTG MUN FD

CUSIP: 67069X104 Class: COM

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 7,000 Value ($000) $115 Avg Close — Range —
Q2 2016
Shares 4,500 Value ($000) $75 Avg Close — Range —