NUVEEN CA DIV ADVANTG MUN FD

CUSIP: 67069X104 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 12,000 Value ($000) $200 Avg Close — Range —
Q1 2016
Shares 19,600 Value ($000) $309 Avg Close — Range —
Q4 2015
Shares 19,600 Value ($000) $300 Avg Close — Range —
Q3 2015
Shares 19,600 Value ($000) $293 Avg Close — Range —
Q2 2015
Shares 19,600 Value ($000) $267 Avg Close — Range —
Q1 2015
Shares 19,600 Value ($000) $283 Avg Close — Range —
Q4 2014
Shares 19,600 Value ($000) $281 Avg Close — Range —
Q3 2014
Shares 19,600 Value ($000) $271 Avg Close — Range —
Q2 2014
Shares 19,600 Value ($000) $274 Avg Close — Range —
Q1 2014
Shares 19,600 Value ($000) $268 Avg Close — Range —
Q4 2013
Shares 19,600 Value ($000) $248 Avg Close — Range —