NUVEEN GLOBAL EQUITY INCOME

CUSIP: 6706EH103 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 587,886 Value ($000) $7,019 Avg Close — Range —
Q2 2016
Shares 206,386 Value ($000) $2,409 Avg Close — Range —
Q4 2015
Shares 3,962 Value ($000) $43 Avg Close — Range —