NUVEEN EQTY PRM OPPORTUNITYF

CUSIP: 6706EM102 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 337,639 Value ($000) $4,302 Avg Close — Range —
Q2 2014
Shares 314,333 Value ($000) $4,039 Avg Close — Range —
Q1 2014
Shares 371,863 Value ($000) $4,677 Avg Close — Range —
Q4 2013
Shares 506,155 Value ($000) $6,403 Avg Close — Range —
Q3 2013
Shares 593,945 Value ($000) $7,164 Avg Close — Range —
Q2 2013
Shares 664,103 Value ($000) $8,202 Avg Close — Range —