NUVEEN EQTY PRM OPPORTUNITYF

CUSIP: 6706EM102 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 265,899 Value ($000) $3,377 Avg Close — Range —
Q2 2014
Shares 266,446 Value ($000) $3,424 Avg Close — Range —
Q1 2014
Shares 220,950 Value ($000) $2,780 Avg Close — Range —
Q4 2013
Shares 187,429 Value ($000) $2,371 Avg Close — Range —
Q3 2013
Shares 165,493 Value ($000) $2,012 Avg Close — Range —
Q2 2013
Shares 165,676 Value ($000) $2,046 Avg Close — Range —