NUVEEN EQTY PRM OPPORTUNITYF

CUSIP: 6706EM102 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 8,013 Value ($000) $102,971 Avg Close — Range —
Q1 2014
Shares 11,832 Value ($000) $149 Avg Close — Range —
Q4 2013
Shares 11,756 Value ($000) $149 Avg Close — Range —
Q3 2013
Shares 16,983 Value ($000) $205 Avg Close — Range —
Q2 2013
Shares 39,262 Value ($000) $485 Avg Close — Range —