NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's Holding History (CIK: 0001079935)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 50,675 Value ($000) $599 Avg Close — Range —
Q2 2017
Shares 50,675 Value ($000) $591 Avg Close — Range —
Q1 2017
Shares 20,695 Value ($000) $243 Avg Close — Range —