NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

Paloma Partners Management Co's Holding History (CIK: 0001103882)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 27,784 Value ($000) $338 Avg Close — Range —
Q2 2013
Shares 12,600 Value ($000) $167 Avg Close — Range —