NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 13,386 Value ($000) $148 Avg Close — Range —
Q2 2016
Shares 11,526 Value ($000) $118 Avg Close — Range —