NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

CLOUGH CAPITAL PARTNERS L P's Holding History (CIK: 0001276144)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 40,700 Value ($000) $388 Avg Close — Range —
Q3 2020
Shares 96,000 Value ($000) $787 Avg Close — Range —
Q2 2019
Shares 15,803 Value ($000) $154 Avg Close — Range —
Q1 2019
Shares 15,803 Value ($000) $152 Avg Close — Range —
Q4 2018
Shares 15,803 Value ($000) $143 Avg Close — Range —
Q3 2018
Shares 15,803 Value ($000) $163 Avg Close — Range —
Q4 2017
Shares 33,400 Value ($000) $381 Avg Close — Range —