NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

SeaBridge Investment Advisors LLC's Holding History (CIK: 0001304229)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 1,410 Value ($000) $15 Avg Close — Range —
Q1 2018
Shares 1,410 Value ($000) $15 Avg Close — Range —
Q4 2017
Shares 1,410 Value ($000) $16 Avg Close — Range —
Q3 2017
Shares 1,410 Value ($000) $17 Avg Close — Range —
Q2 2017
Shares 1,410 Value ($000) $16 Avg Close — Range —
Q1 2017
Shares 1,410 Value ($000) $17 Avg Close — Range —
Q4 2016
Shares 1,410 Value ($000) $17 Avg Close — Range —
Q3 2016
Shares 1,670 Value ($000) $18 Avg Close — Range —
Q2 2016
Shares 1,670 Value ($000) $17 Avg Close — Range —
Q1 2016
Shares 1,410 Value ($000) $14 Avg Close — Range —
Q4 2015
Shares 1,410 Value ($000) $14 Avg Close — Range —
Q3 2015
Shares 8,910 Value ($000) $89 Avg Close — Range —
Q2 2015
Shares 8,910 Value ($000) $96 Avg Close — Range —
Q1 2015
Shares 8,910 Value ($000) $104 Avg Close — Range —
Q4 2014
Shares 8,910 Value ($000) $100 Avg Close — Range —
Q3 2014
Shares 8,910 Value ($000) $101 Avg Close — Range —
Q2 2014
Shares 8,910 Value ($000) $111 Avg Close — Range —
Q1 2014
Shares 8,910 Value ($000) $109 Avg Close — Range —
Q4 2013
Shares 8,500 Value ($000) $104 Avg Close — Range —
Q3 2013
Shares 8,500 Value ($000) $105 Avg Close — Range —
Q2 2013
Shares 8,500 Value ($000) $112 Avg Close — Range —