NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 39,152 Value ($000) $387 Avg Close — Range —
Q4 2015
Shares 67,950 Value ($000) $666 Avg Close — Range —
Q4 2014
Shares 49,632 Value ($000) $559 Avg Close — Range —
Q4 2013
Shares 41,383 Value ($000) $504 Avg Close — Range —