NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 233,915 Value ($000) $2,587 Avg Close — Range —
Q2 2016
Shares 290,000 Value ($000) $2,975 Avg Close — Range —
Q1 2016
Shares 493,000 Value ($000) $4,876 Avg Close — Range —
Q4 2015
Shares 493,000 Value ($000) $4,831 Avg Close — Range —
Q3 2015
Shares 402,000 Value ($000) $4,000 Avg Close — Range —
Q2 2015
Shares 382,000 Value ($000) $4,122 Avg Close — Range —
Q1 2015
Shares 14,000 Value ($000) $163 Avg Close — Range —