NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

FOUNDERS FINANCIAL SECURITIES LLC's Holding History (CIK: 0001342396)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 25,457 Value ($000) $209 Avg Close — Range —
Q2 2020
Shares 78,867 Value ($000) $629 Avg Close — Range —
Q1 2020
Shares 218,462 Value ($000) $1,623 Avg Close — Range —
Q3 2019
Shares 222,626 Value ($000) $2,124 Avg Close — Range —
Q1 2019
Shares 201,681 Value ($000) $1,970 Avg Close — Range —
Q4 2018
Shares 203,781 Value ($000) $1,838 Avg Close — Range —
Q3 2018
Shares 190,151 Value ($000) $1,960 Avg Close — Range —
Q1 2018
Shares 194,103 Value ($000) $2,120 Avg Close — Range —
Q4 2017
Shares 194,103 Value ($000) $2,213 Avg Close — Range —
Q3 2017
Shares 192,081 Value ($000) $2,272 Avg Close — Range —
Q2 2017
Shares 201,596 Value ($000) $2,353 Avg Close — Range —
Q1 2017
Shares 203,246 Value ($000) $2,388 Avg Close — Range —