NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

Carnegie Capital Asset Management, LLC's Holding History (CIK: 0001511506)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 10,000 Value ($000) $95 Avg Close — Range —
Q2 2019
Shares 12,000 Value ($000) $117 Avg Close — Range —
Q1 2019
Shares 12,000 Value ($000) $115 Avg Close — Range —
Q4 2018
Shares 12,000 Value ($000) $108 Avg Close — Range —
Q2 2018
Shares 12,000 Value ($000) $123 Avg Close — Range —
Q1 2018
Shares 12,000 Value ($000) $129 Avg Close — Range —
Q4 2017
Shares 12,000 Value ($000) $133 Avg Close — Range —
Q3 2017
Shares 12,000 Value ($000) $139 Avg Close — Range —
Q2 2017
Shares 12,000 Value ($000) $142 Avg Close — Range —
Q1 2017
Shares 12,000 Value ($000) $143 Avg Close — Range —
Q4 2016
Shares 13,500 Value ($000) $165 Avg Close — Range —
Q3 2016
Shares 13,500 Value ($000) $149 Avg Close — Range —
Q2 2016
Shares 13,500 Value ($000) $143 Avg Close — Range —
Q1 2016
Shares 13,500 Value ($000) $134 Avg Close — Range —
Q4 2015
Shares 15,200 Value ($000) $143 Avg Close — Range —
Q3 2015
Shares 15,200 Value ($000) $152 Avg Close — Range —
Q2 2015
Shares 13,700 Value ($000) $148 Avg Close — Range —
Q1 2015
Shares 13,700 Value ($000) $160 Avg Close — Range —
Q4 2014
Shares 13,700 Value ($000) $152 Avg Close — Range —
Q3 2014
Shares 14,700 Value ($000) $167 Avg Close — Range —