NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

Annex Advisory Services, LLC's Holding History (CIK: 0001542287)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 15,300 Value ($000) $157 Avg Close — Range —
Q1 2016
Shares 18,492 Value ($000) $183 Avg Close — Range —
Q4 2015
Shares 18,492 Value ($000) $181 Avg Close — Range —
Q3 2015
Shares 18,492 Value ($000) $184 Avg Close — Range —
Q2 2015
Shares 18,492 Value ($000) $200 Avg Close — Range —
Q1 2015
Shares 18,492 Value ($000) $215 Avg Close — Range —
Q4 2014
Shares 17,692 Value ($000) $199 Avg Close — Range —
Q3 2014
Shares 18,442 Value ($000) $210 Avg Close — Range —
Q2 2014
Shares 18,442 Value ($000) $229 Avg Close — Range —
Q1 2014
Shares 12,192 Value ($000) $149 Avg Close — Range —
Q4 2013
Shares 12,192 Value ($000) $148 Avg Close — Range —