NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

TCI Wealth Advisors, Inc.'s Holding History (CIK: 0001583751)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 7,000 Value ($000) $80 Avg Close — Range —
Q2 2014
Shares 7,000 Value ($000) $87 Avg Close — Range —