NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 1,600 Value ($000) $20 Avg Close — Range —
Q1 2014
Shares 1,600 Value ($000) $20 Avg Close — Range —
Q4 2013
Shares 1,600 Value ($000) $19 Avg Close — Range —
Q3 2013
Shares 1,600 Value ($000) $20 Avg Close — Range —