NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

Proficio Capital Partners LLC's Holding History (CIK: 0001654175)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 260 Value ($000) $2 Avg Close — Range —
Q3 2018
Shares 110,306 Value ($000) $1,137 Avg Close — Range —
Q3 2016
Shares 114,570 Value ($000) $1,267 Avg Close — Range —
Q2 2016
Shares 119,660 Value ($000) $1,273 Avg Close — Range —
Q1 2016
Shares 74,540 Value ($000) $737 Avg Close — Range —