NUVEEN FLTNG RTE INCM OPP FD

CUSIP: 6706EN100 Class: EXCHANGE TRADED

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 2,724 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 1,570 Value ($000) $12 Avg Close — Range —
Q1 2021
Shares 141 Value ($000) $1 Avg Close — Range —