NUVEEN DIVERSIFIED DIV INCM

CUSIP: 6706EP105 Class: COM

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 11,343 Value ($000) $132 Avg Close — Range —
Q2 2016
Shares 12,203 Value ($000) $143 Avg Close — Range —
Q1 2016
Shares 12,203 Value ($000) $134 Avg Close — Range —
Q4 2015
Shares 12,203 Value ($000) $132 Avg Close — Range —
Q3 2015
Shares 14,108 Value ($000) $146 Avg Close — Range —
Q2 2015
Shares 14,508 Value ($000) $167 Avg Close — Range —
Q1 2015
Shares 14,933 Value ($000) $182 Avg Close — Range —
Q4 2014
Shares 15,983 Value ($000) $188 Avg Close — Range —
Q3 2014
Shares 17,148 Value ($000) $200 Avg Close — Range —
Q2 2014
Shares 22,238 Value ($000) $273 Avg Close — Range —
Q1 2014
Shares 21,728 Value ($000) $254 Avg Close — Range —
Q4 2013
Shares 25,002 Value ($000) $282 Avg Close — Range —
Q3 2013
Shares 25,002 Value ($000) $280 Avg Close — Range —
Q2 2013
Shares 39,745 Value ($000) $479 Avg Close — Range —