NUVEEN DIVERSIFIED DIV INCM

CUSIP: 6706EP105 Class: COM

AE Wealth Management LLC's Holding History (CIK: 0001697723)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 15,470 Value ($000) $199 Avg Close — Range —
Q2 2017
Shares 15,470 Value ($000) $197 Avg Close — Range —