NUVEEN EQUITY PREM ADV FD

CUSIP: 6706ET107 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 19,900 Value ($000) $253 Avg Close — Range —
Q4 2013
Shares 19,900 Value ($000) $252 Avg Close — Range —
Q3 2013
Shares 17,920 Value ($000) $217 Avg Close — Range —
Q2 2013
Shares 17,920 Value ($000) $221 Avg Close — Range —