NUVEEN PREM INCOME MUN FD 4

CUSIP: 6706K4105 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 22,850 Value ($000) $320 Avg Close — Range —
Q4 2015
Shares 22,850 Value ($000) $306 Avg Close — Range —
Q3 2015
Shares 22,850 Value ($000) $298 Avg Close — Range —
Q2 2015
Shares 22,850 Value ($000) $299 Avg Close — Range —
Q1 2015
Shares 21,250 Value ($000) $285 Avg Close — Range —
Q4 2014
Shares 21,250 Value ($000) $282 Avg Close — Range —
Q3 2014
Shares 21,250 Value ($000) $271 Avg Close — Range —
Q2 2014
Shares 21,250 Value ($000) $273 Avg Close — Range —
Q1 2014
Shares 21,250 Value ($000) $264 Avg Close — Range —
Q4 2013
Shares 21,250 Value ($000) $258 Avg Close — Range —