NUVEEN CALIF PREM INCOME MUN

CUSIP: 6706L0102 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 19,700 Value ($000) $267 Avg Close — Range —
Q4 2013
Shares 19,700 Value ($000) $255 Avg Close — Range —