NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 3,250 Value ($000) $42 Avg Close — Range —
Q2 2014
Shares 161 Value ($000) $2 Avg Close — Range —
Q2 2013
Shares 1,000 Value ($000) $12 Avg Close — Range —