NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 17,000 Value ($000) $261 Avg Close — Range —
Q2 2016
Shares 16,000 Value ($000) $253 Avg Close — Range —
Q1 2016
Shares 16,000 Value ($000) $241 Avg Close — Range —
Q4 2015
Shares 16,000 Value ($000) $226 Avg Close — Range —
Q3 2015
Shares 16,000 Value ($000) $215 Avg Close — Range —
Q2 2015
Shares 15,000 Value ($000) $191 Avg Close — Range —
Q1 2015
Shares 24,932 Value ($000) $341 Avg Close — Range —
Q4 2014
Shares 15,000 Value ($000) $202 Avg Close — Range —
Q3 2014
Shares 1,000 Value ($000) $12 Avg Close — Range —
Q2 2014
Shares 1,000 Value ($000) $12 Avg Close — Range —
Q1 2014
Shares 1,000 Value ($000) $12 Avg Close — Range —
Q4 2013
Shares 1,000 Value ($000) $11 Avg Close — Range —