NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

MARINER INVESTMENT GROUP LLC's Holding History (CIK: 0001096978)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 10,495 Value ($000) $128 Avg Close — Range —
Q4 2013
Shares 33,872 Value ($000) $387 Avg Close — Range —