NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 343,247 Value ($000) $5,272 Avg Close — Range —
Q2 2016
Shares 372,462 Value ($000) $5,911 Avg Close — Range —
Q1 2016
Shares 366,493 Value ($000) $5,523 Avg Close — Range —
Q4 2015
Shares 341,554 Value ($000) $4,833 Avg Close — Range —
Q3 2015
Shares 243,625 Value ($000) $3,271 Avg Close — Range —
Q2 2015
Shares 166,576 Value ($000) $2,122 Avg Close — Range —
Q1 2015
Shares 155,425 Value ($000) $2,126 Avg Close — Range —
Q4 2014
Shares 157,508 Value ($000) $2,132 Avg Close — Range —
Q3 2014
Shares 200,757 Value ($000) $2,565 Avg Close — Range —
Q2 2014
Shares 190,107 Value ($000) $2,432 Avg Close — Range —
Q1 2014
Shares 223,908 Value ($000) $2,734 Avg Close — Range —
Q4 2013
Shares 334,497 Value ($000) $3,821 Avg Close — Range —
Q3 2013
Shares 419,516 Value ($000) $4,886 Avg Close — Range —
Q2 2013
Shares 480,719 Value ($000) $5,981 Avg Close — Range —