NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 13,349 Value ($000) $181 Avg Close — Range —
Q4 2013
Shares 15,261 Value ($000) $174 Avg Close — Range —