NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 116,951 Value ($000) $1,765 Avg Close — Range —
Q2 2016
Shares 116,854 Value ($000) $1,877 Avg Close — Range —
Q1 2016
Shares 239,260 Value ($000) $3,610 Avg Close — Range —
Q4 2015
Shares 296,002 Value ($000) $4,242 Avg Close — Range —
Q3 2015
Shares 109,964 Value ($000) $1,490 Avg Close — Range —
Q2 2015
Shares 112,631 Value ($000) $1,446 Avg Close — Range —
Q1 2015
Shares 124,898 Value ($000) $1,712 Avg Close — Range —
Q4 2014
Shares 113,586 Value ($000) $1,537 Avg Close — Range —
Q3 2014
Shares 112,415 Value ($000) $1,443 Avg Close — Range —
Q2 2014
Shares 106,524 Value ($000) $1,362 Avg Close — Range —
Q1 2014
Shares 107,341 Value ($000) $1,311 Avg Close — Range —
Q4 2013
Shares 98,354 Value ($000) $1,123 Avg Close — Range —
Q3 2013
Shares 96,555 Value ($000) $1,085 Avg Close — Range —
Q2 2013
Shares 96,370 Value ($000) $1,199 Avg Close — Range —