NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 80 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 39 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 200 Value ($000) $2 Avg Close — Range —
Q2 2013
Shares 1,361 Value ($000) $17 Avg Close — Range —